► Private Placement Attorney |  PPM Lawyer 

Our PPM / Private Placement Offering Practice combines
outstanding technical talent with exceptional value.

Experienced. Affordable. World Class Talent. 

Seeking the right PPM lawyer for your private placement offering? AXIS Legal Counsel can help.

We assist numerous startup and business clients in a variety of industries with preparation of PPMs to seek investor investments compliant with both state and federal securities requirements, pursuant to the requirements of the U.S. Securities and Exchange Commission, the 1933 Securities Act and the 1934 Securities Act, as well as a multitude of banking and treasury regulations.

 

• Private placements Memorandums
• U.S. SEC Filings
• Securities offerings
• Securities Issuances
• Securities filings
• Debt and equity-based securities issuances
• Regulation D
• Rule 506(b) Securities offerings
• Rule 506(c) Securities offerings
• Regulation A + Offerings
• Regulation S (Non-U.S.) Offerings

► The PPM Memorandum and Securities Offerings We Handle

Axis provides full-service securities law support and advice/counsel for startups and established businesses in all types of securities transactions.  We represent all types of business clients in numerous industries, whether at the emerging stage, such as pre-seed, seed-stage, or early stage ventures, or established businesses, whether small businesses, mid-sized companies, or large international businesses with a multitude of offices and employees.

Having experience and knowledge of securities law   is crucial to providing legal advice. We serve a variety of industries requiring the assistance of a PPM Attorney, including but not limited to the following:

Startups Mobile apps “Uber”-model platforms and services Cryptocurrencies and token-based services Consumer products Private equity funds

Hedge funds and asset-management funds Pre-IPO businesses Social media businesses and startups Real estate companies Retail goods and products + Many more

► Who We Represent

We serve all types of startups, companies, funds, and investors, including but not limited to:

U.S. startups and businesses Delaware corporations British Virgin Islands entities Isle of Man entities Cayman entities Hong Kong / Singapore Funds / Fund formations Cryptocurrencies Token-based issuers

Holding companies Asset management companies International issuers U.S. investors International investors Private companies Brokers and dealers Escrow agents

 

► The Securities Law Transactions We Service 

Axis provides full-service securities law support and advice/counsel for startups and established businesses in all types of securities transactions.  We represent all types of business clients in numerous industries, whether at the emerging stage, such as pre-seed, seed-stage, or early stage ventures, or established businesses, whether small businesses, mid-sized companies, or large international businesses with a multitude of offices and employees.

Having experience and knowledge of securities law   is crucial to providing legal advice. We serve a variety of securities law transactions, including but not limited to the following:

Securities filings Regulation D filings Private Placements Private placement memorandums Offering Circulars White papers

Securities offerings Offerings Cryptocurrency SAFTs / Simple Agreements for Future Tokens Cryptocurrency Smart Contracts

►  Our PPM Practice Areas 

Private Placement Memorandums for Securities Transactions Axis assists clients with a wide variety PPMs for securities transactions. The most common types of securities transactions for business clients include the following:
	Private Placement Memorandums Offering Circulars Equity issuances and offerings Debt offerings Venture capital Private placement memorandum Investor financings Secondary offerings 144A Private Placement		Private Placements Debt-based Offerings Regulation S Offerings Regulation D Offerings Regulation A Offerings Regulation A+ Offerings Convertible Notes Bridge Financings Mezzanine Financings ICOs and Cryptocurrency securities Token-based issuances

 

 

Securities Compliance  Federal and state law generally requires ongoing compliance for businesses with securities issued to private or public investors. These can include working with your business to prepare registration statements and reporting obligations, including but not limited to the following:
	Registration Statements (S1, S3, SB-2, F-20, 10, 10SB Statements) Periodic Reports (10K, 10Q, 8K statements) Compliance with state blue sky laws		Securities Act of 1933 Compliance Securities Act of 1934 Compliance Sarbanes-Oxley Compliance Compliance with California Department of Business Oversight

 

Tax Law and Banking Law Compliance  We assist clients seek compliance with the myriad of tax, regulatory, and compliance laws that accompany securities filings, including but not limited to:
	FinCEN Compliance IRS Compliance  Commodities Futures Trading Commission Compliance	Tax compliance Anti-Money Laundering Compliance and Policies  Money-Transmitter Business licensing Money Services Business (MSB) Regulations	Department of Treasury Regulations  U.S. Banking Laws Bank Secrecy Act Compliance

Intellectual Property & Licensing We assist Cryptocurrency clients with a wide variety of intellectual property and licensing matters, ranging across copyright, trademark, trade secret, licensing, confidentiality, and related matters:
	Confidentiality Agreements Copyrights Copyright Assignments Copyright Infringement Content-Licensing Agreements End-User Agreement Endorsement Deals	Intellectual Property Assignment Licensing Contracts Merchandising Non-Disclosure Agreements Privacy Policies Promotional Agreements Records Retention Policies Software Licensing Agreements Sweepstakes & Contests	Trademarks Trademark Disputes Trademark Infringement Trademark Registrations Web Hosting Agreements Website Terms & Conditions

 

Securities Litigation Axis has represented a wide variety of client with all types of disputes, controversies, and litigated matters. The most common issues in securities litigation involve shareholder lawsuits, shareholder derivative claims, buyer and seller misrepresentations, fraud on the part of brokers and dealers, materially misleading facts or inadequate disclosures to investors and stockholders.  From a legal perspective, there are a number of laws governing the duties, activities, and disclosures required by private and public companies issuing securities.  These include a variety of types of legal claims:
	Breaches of Fiduciary Duty Securities Fraud Breaches of Trust Investor Fraud Misrepresentations/Fraud in the Sale or Purchase of Securities Insider Trading Liability		Stock Broker Malpractice and Professional Negligence Dealer Liability Breaches of Shareholder Agreements Liability for the Sale of Unregistered Securities Ponzi Schemes

 

Shareholder Rights Axis also regularly represents shareholders, members, and other owners of companies in legal matters involving shareholder rights. These can include, but are not limited to:
	Shareholder Inspection Rights Shareholder Participation in Corporate Governance Shareholder Derivative Claims Breaches of Shareholder Agreements Self-Dealing / Misuse of Corporate Assets Minority Shareholder Freeze-Outs and Squeeze-Outs		Stock Broker Malpractice and Professional Negligence Dealer Liability Corporate Mismanagement Breaches of Fiduciary Duty Corporate Fraud Conflict of Interest Transactions Fraud Investor Fraud

 

► Our Billing Philosophy and Fees

 We have a wide variety of billing arrangements that are flexible for businesses of all sizes and types. On many  occasions, we provide legal services to business clients on a flat fee, or budgeted basis, by which the overall legal expenses are capped for purposes of the task or project being performed. It is generally a very straightforward  process, and many clients are pleased to learn how affordable it can be to obtain reliable legal advice for their business matter.

We also use traditional legal billing structures, such as hourly services, as well as hybrid billing arrangements for clients whose billing needs are more specific. Our billing practices reflect the philosophy of providing value-added services for clients, in a cost-effective, affordable, and reliable manner. Most businesses generally cannot afford the high legal fees of large law firms, which can feel overwhelming, especially when there are multiple timekeepers assigned to a file all doing what appears to be the same or similar tasks. Our billing philosophy specifically is designed to avoid the types of billing practices that frustrate business clients the most.

► Getting Legal Help

If you need experienced legal counsel in connection with representation with securities law matters requiring the assistance of a securities attorney or securities law firm, please contact us for legal assistance today. Call today for free consultation, and in as little as 15 minutes, you could have peace of mind with respect to the handling of  your legal matter.

 

 

► Read our Business FAQs Our FAQs answer the most common issues faced by startups and  businesses. We have an extensive FAQ Library that covers the most common questions we get from businesses, as well as FAQs on recent changes in  law affecting businesses . ►Visit our Entire FAQ Library

► Learn About Our Recent Projects Have we counseled businesses like yours? All the time. We have represented a variety of business clients in numerous industries across multiple disciplines and practice matters. Here are some of the highlights:

 

 

► AS SEEN IN

Our talented legal counsel has been quoted in a number of press outlets, including the following:

►Our Awards and Accolades

Our talented legal counsel has  consistently been recognized for excellence in legal services, and has been rated or ranked by Avvo, SuperLawyers, Euromoney’s Definitive Guide to Leading Litigation Lawyers & Law Firms, Los Angeles Magazine, and others.

• Superlawyers – Rising Stars- Top 2.5% of Attorneys in the State
• “Superb” Rated by Avvo.com
• “Top Attorneys – Los Angeles Magazine
• Recognized as one of the Global 100 Lawyers in Business Law
• “Business Law Firm of the Year” – ACQ/Intertrust Magazine
• “Top Business Law Firm” – Finance Monthly Magazine
• “Superb” Rated by Avvo.com
• Lawyers of Distinction
• “Up and Coming Attorneys”
• Euromoney’s Definitive Guide to Leading Lawyers and Firms

 

► Read our Latest Reviews

Read All Reviews

*** Testimonials are not a guarantee of any success or outcome, nor any guarantees about your legal matter. Each case is unique.

► Serving Clients Nationwide and in 22+ Countries Internationally

We represent clients throughout the U.S. and in 22+ countries internationally.

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