U.S. Private Placement Memorandum Lawyer U.S. PPM Attorney admin 2019-12-23T23:32:18-08:00

U.S. Private Placement Attorney | US PPM Lawyer
► Seeking the right Private Placement Memorandum attorney?

Our PPM / Private Placement Offering Practice combines
outstanding technical talent with exceptional value.

Experienced. Affordable. World Class Talent.

Seeking the right PPM lawyer for your private placement offering? AXIS Legal Counsel can help.

We assist numerous startup and business clients in a variety of industries with preparation of PPMs to seek investor investments compliant with both state and federal securities requirements, pursuant to the requirements of the U.S. Securities and Exchange Commission, the 1933 Securities Act and the 1934 Securities Act, as well as a multitude of banking and treasury regulations.

Private placements Memorandums
U.S. SEC Filings
Securities offerings
Securities Issuances
Securities filings
Debt and equity-based securities issuances
Regulation D
Rule 506(b) Securities offerings
Rule 506(c) Securities offerings
Regulation A + Offerings
Regulation S (Non-U.S.) Offerings

How Can We Help You Today?

*** No attorney-client relationship exists until we are retained through an engagement agreement. By submitting a request you are agreeing to this Site’s Terms and Conditions.

► The PPM Memorandum and Securities Offerings We Handle

Axis provides full-service securities law support and advice/counsel for startups and established businesses in all types of securities transactions. We represent all types of business clients in numerous industries, whether at the emerging stage, such as pre-seed, seed-stage, or early stage ventures, or established businesses, whether small businesses, mid-sized companies, or large international businesses with a multitude of offices and employees.

Having experience and knowledge of securities law is crucial to providing legal advice. We serve a variety of industries requiring the assistance of a PPM Attorney, including but not limited to the following:

Startups
Mobile apps
“Uber”-model platforms and services
Cryptocurrencies and token-based services
Consumer products
Private equity funds

Hedge funds and asset-management funds
Pre-IPO businesses
Social media businesses and startups
Real estate companies
Retail goods and products
+ Many more

► Who We Represent

We serve all types of startups, companies, funds, and investors, including but not limited to:

U.S. startups and businesses
Delaware corporations
British Virgin Islands entities
Isle of Man entities
Cayman entities
Hong Kong / Singapore
Funds / Fund formations
Cryptocurrencies
Token-based issuers

Holding companies
Asset management companies
International issuers
U.S. investors
International investors
Private companies
Brokers and dealers
Escrow agents

► The Securities Law Transactions We Service

Having experience and knowledge of securities law is crucial to providing legal advice. We serve a variety of securities law transactions, including but not limited to the following:

Securities filings
Regulation D filings
Private Placements
Private placement memorandums
Offering Circulars
White papers

Securities offerings Offerings
Cryptocurrency SAFTs / Simple Agreements for Future Tokens
Cryptocurrency Smart Contracts

► Our PPM Practice Areas

Private Placement Memorandums for Securities Transactions

Axis assists clients with a wide variety PPMs for securities transactions. The most common types of securities transactions for business clients include the following:

Private Placement Memorandums
Offering Circulars
Equity issuances and offerings
Debt offerings
Venture capital
Private placement memorandum
Investor financings
Secondary offerings
144A Private Placement

Private Placements
Debt-based Offerings
Regulation S Offerings
Regulation D Offerings
Regulation A Offerings
Regulation A+ Offerings
Convertible Notes
Bridge Financings
Mezzanine Financings
ICOs and Cryptocurrency securities
Token-based issuances

Securities Compliance

Federal and state law generally requires ongoing compliance for businesses with securities issued to private or public investors. These can include working with your business to prepare registration statements and reporting obligations, including but not limited to the following:

Registration Statements (S1, S3, SB-2, F-20, 10, 10SB Statements)
Periodic Reports (10K, 10Q, 8K statements)
Compliance with state blue sky laws

Securities Act of 1933 Compliance
Securities Act of 1934 Compliance
Sarbanes-Oxley Compliance
Compliance with California Department of Business Oversight

Tax Law and Banking Law Compliance

We assist clients seek compliance with the myriad of tax, regulatory, and compliance laws that accompany securities filings, including but not limited to:

FinCEN Compliance
IRS Compliance
Commodities Futures Trading Commission Compliance

Tax compliance
Anti-Money Laundering Compliance and Policies
Money-Transmitter Business licensing
Money Services Business (MSB) Regulations

Department of Treasury Regulations
U.S. Banking Laws
Bank Secrecy Act Compliance

Intellectual Property & Licensing

We assist Cryptocurrency clients with a wide variety of intellectual property and licensing matters, ranging across copyright, trademark, trade secret, licensing, confidentiality, and related matters:

Confidentiality Agreements
Copyrights
Copyright Assignments
Copyright Infringement
Content-Licensing Agreements
End-User Agreement
Endorsement Deals

Intellectual Property Assignment
Licensing Contracts
Merchandising
Non-Disclosure Agreements
Privacy Policies
Promotional Agreements
Records Retention Policies
Software Licensing Agreements
Sweepstakes & Contests

Trademarks
Trademark Disputes
Trademark Infringement
Trademark Registrations
Web Hosting Agreements
Website Terms & Conditions

Securities Litigation

Axis has represented a wide variety of client with all types of disputes, controversies, and litigated matters. The most common issues in securities litigation involve shareholder lawsuits, shareholder derivative claims, buyer and seller misrepresentations, fraud on the part of brokers and dealers, materially misleading facts or inadequate disclosures to investors and stockholders. From a legal perspective, there are a number of laws governing the duties, activities, and disclosures required by private and public companies issuing securities. These include a variety of types of legal claims:

Breaches of Fiduciary Duty
Securities Fraud
Breaches of Trust
Investor Fraud
Misrepresentations/Fraud in the Sale or Purchase of Securities
Insider Trading Liability

Stock Broker Malpractice and Professional Negligence
Dealer Liability
Breaches of Shareholder Agreements
Liability for the Sale of Unregistered Securities
Ponzi Schemes

Shareholder Rights

Axis also regularly represents shareholders, members, and other owners of companies in legal matters involving shareholder rights. These can include, but are not limited to:

Shareholder Inspection Rights
Shareholder Participation in Corporate Governance
Shareholder Derivative Claims
Breaches of Shareholder Agreements
Self-Dealing / Misuse of Corporate Assets
Minority Shareholder Freeze-Outs and Squeeze-Outs

Stock Broker Malpractice and Professional Negligence
Dealer Liability
Corporate Mismanagement
Breaches of Fiduciary Duty
Corporate Fraud
Conflict of Interest Transactions
Fraud
Investor Fraud

► Our Billing Philosophy and Fees

We have a wide variety of billing arrangements that are flexible for businesses of all sizes and types. On many occasions, we provide legal services to business clients on a flat fee, or budgeted basis, by which the overall legal expenses are capped for purposes of the task or project being performed. It is generally a very straightforward process, and many clients are pleased to learn how affordable it can be to obtain reliable legal advice for their business matter. FeesButton

We also use traditional legal billing structures, such as hourly services, as well as hybrid billing arrangements for clients whose billing needs are more specific. Our billing practices reflect the philosophy of providing value-added services for clients, in a cost-effective, affordable, and reliable manner. Most businesses generally cannot afford the high legal fees of large law firms, which can feel overwhelming, especially when there are multiple timekeepers assigned to a file all doing what appears to be the same or similar tasks. Our billing philosophy specifically is designed to avoid the types of billing practices that frustrate business clients the most.

► Getting Legal Help

If you need experienced legal counsel in connection with representation with securities law matters requiring the assistance of a securities attorney or securities law firm, please contact us for legal assistance today. Call today for free consultation, and in as little as 15 minutes, you could have peace of mind with respect to the handling of your legal matter. Call us today at (213) 403-0130 or info@axis.legal.

► Read our Business FAQs

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Our FAQs answer the most common issues faced by startups and businesses.

We have an extensive FAQ Library that covers the most common questions we get from businesses, as well as FAQs on recent changes in law affecting businesses .

►Visit our Entire FAQ Library

► Learn About Our Recent Projects

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Have we counseled businesses like yours? All the time.

We have represented a variety of business clients in numerous industries across multiple disciplines and practice matters. Here are some of the highlights:

► AS SEEN IN

Our talented legal counsel has been quoted in a number of press outlets, including the following:

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►Our Awards and Accolades

Our talented legal counsel has consistently been recognized for excellence in legal services, and has been rated or ranked by Avvo, SuperLawyers, Euromoney’s Definitive Guide to Leading Litigation Lawyers & Law Firms, Los Angeles Magazine, and others.

Superlawyers – Rising Stars (2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020) – Top 2.5% of Attorneys in the State
“Superb” Rated by Avvo.com (2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020)
“Top Attorneys – Los Angeles Magazine (2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020)
Recognized as one of the Global 100 Lawyers in Business Law (2017)
“Business Law Firm of the Year” – ACQ/Intertrust Magazine (2016)
“Top Business Law Firm” – Finance Monthly Magazine (2016)
“Superb” Rated by Avvo.com (2011, 2012, 2013, 2014, 2015, 2016, 2017)
Lawyers of Distinction (2016)
“Up and Coming Attorneys” (2010)
Euromoney’s Definitive Guide to Leading Lawyers and Firms (2009)